Search for: "Certain Underwriter"
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13 Jun 2011, 1:24 pm
After residents of Floyd County, Kentucky sued NFC Mining, claiming the company damaged their homes, Certain Underwriters at Lloyd's of London followed suit, literally. [read post]
23 Jun 2011, 9:49 pm
CERTAIN UNDERWRITERS AT LLOYD'S v. [read post]
11 Oct 2017, 12:34 pm
Among the laws and regulations noted in the Bulletin are: Texas Insurance Code Section 544.303, which prohibits an insurer from making an underwriting decision for residential property insurance based on previous mold damage under certain circumstances. [read post]
31 Jan 2021, 3:43 pm
Further, some insurers are limiting coverage for certain age groups as part of their response to the pandemic. [read post]
4 Apr 2021, 7:48 am
I have argued that applicable U.S. law permits underwriters, subject to certain compliance measures, to monetize the value of their principal trading positions. [read post]
31 Aug 2023, 8:09 am
Recordkeeping requirements of the federal securities laws require broker-dealers to make and keep current certain books and records, including ledgers or other records reflecting all assets and liabilities. [read post]
14 Sep 2022, 11:59 am
By John Filar AtwoodIn its first-ever actions against underwriters that failed to meet the requirements that would exempt them from obtaining disclosures for investors in certain offerings of municipal bonds, the SEC brought charges against TD Securities (USA), BNY Mellon Capital Markets, Jefferies, and Oppenheimer. [read post]
25 Apr 2018, 10:53 am
There was significant debate on this issue in New Jersey dating back to 2007 where industry argued that valid underwriting factors are necessary to rate certain risks and predict loss. [read post]
27 Apr 2011, 10:24 am
And their aggressiveness will shift during any given year based on the amount of certain types of substandard risks that they have already written. [read post]
26 Jan 2012, 3:00 am
Certain Underwriters at Lloyd’s of London (S.D.N.Y. 2012). [read post]
25 Nov 2014, 8:31 am
The licensee had asked the FCC for permission to conduct a three year experiment by relaxing the underwriting rules in certain ways to determine the effect such a relaxation would have on its ability to raise revenue, and the impact on the listening and support that the station currently enjoys. [read post]
22 Nov 2009, 7:44 am
If a loan did not meet the Guide’s standards, certain underwriters had some ability to make exceptions or variances to implement appropriate compensating factors. [read post]
1 Sep 2015, 10:06 am
In addition, with respect to Edward Jones’ trading of municipal bonds in the secondary market, the SEC separately charged the firm with failing to establish an adequate supervisory system to determine whether the markups it charged on certain transactions were reasonable. [read post]
22 Aug 2012, 1:44 pm
Jumpstart Our Business Startups Act: Frequently Asked Questions About Research Analysts and Underwriters, Division of Trading and Markets (August 22, 2012) In these Frequently Asked Questions (“FAQs”), the Division of Trading and Markets (“staff”) is providing guidance on certain provisions... [read post]
28 Jan 2010, 11:55 am
More are having coverage denied for certain pre-existing medical conditions. [read post]
6 Jul 2020, 7:57 pm
” Talking about mechanics who are “experts” in working on certain cars, or decorators who have “an exceptional eye for the perfect arrangement” are all examples of announcements that cross the line. [read post]
18 Jul 2016, 4:55 pm
Some of them even offer automated underwriting and instant approval of your application. [read post]
2 Aug 2017, 8:22 pm
Underwriters at Provident apply guidelines established by the bank in analyzing loan applications to determine prospective borrowers’ creditworthiness and could impose conditions on loan applications based on the underwriter’s analysis or request that Provident make exceptions to its guidelines in certain cases. [read post]
8 Jan 2020, 9:25 am
While we cannot say for certain that these were the phrases that the FCC found violated the FCC policies, we do note that the extensive list of these announcements that more than pushed the limits formed a pattern that certainly troubled the FCC. [read post]
20 Feb 2010, 6:00 am
In certain circumstances only litigation can resolve allegations of misrepresentation or omission. [read post]
